2024 SIFMA C&L Regional Seminar: Charlotte

The Ritz-Carlton Charlotte, Charlotte, North Carolina   Visit Website
Monday, September 23, 2024 8:00 AM - 5:00 PM   iCalendar

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The Ritz-Carlton Charlotte   Visit Website

The Ritz-Carlton Charlotte
201 East Trade Street
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Charlotte, North Carolina 28202

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Attending Firms

Ally Financial Inc.
Ally Invest
Armstrong Teasdale LLP
Atria Wealth Solutions
Bank of America Corporation
Bank of America Merrill Lynch
Baritz & Colman LLP
Bates Group LLC
Bressler, Amery & Ross, P.C.
Chapman and Cutler LLP
Charles Schwab & Co., Inc.
Chiesa Shahinian & Giantomasi PC
Citi
Citizens Financial Group, Inc.
Davis Wright Tremaine LLP
Ernst & Young LLP
Eversheds Sutherland (US) LLP
Fidelity Investments
Financial Industry Regulatory Authority Inc (FINRA)
FMR LLC
FTI Consulting, Inc.
Futu Clearing Inc.
Gibson, Dunn & Crutcher LLP
Global Relay USA Inc.
Hogan Lovells US LLP
HSBC Bank USA, N.A.
InvestorCOM
J.S. Held LLC
Keesal, Young & Logan
King & Spalding LLP
LPL Financial LLC
Mayer Brown LLP
Maynard Nexsen PC
McGlinchey Stafford PLLC
McGuireWoods LLP
Merrill Lynch, Pierce, Fenner & Smith Incorporated
MetLife
Moore & Van Allen, PLLC
Morgan Stanley
n-Tier
Nuveen Asset Management, LLC
Nuveen, LLC
Osaic, Inc.
Other
Private Advisor Group
Protiviti
Raymond James & Associates, Inc.
Raymond James Financial Services, Inc.
Raymond James Financial, Inc.
Regions Securities LLC
Renaissance Regulatory Services, Inc.
Robinhood Financial, LLC
Robinhood Securities, LLC
Securities Litigation Analysts LLC
Shield FC
Sidley Austin LLP
SIFMA
Smarsh
Stash Capital LLC
Stradley Ronon Stevens & Young, LLP
TD Wealth
Troutman Pepper Hamilton Sanders LLP
Truist Bank
Truist Investment Services, Inc.
Truist Securities, Inc.
UBS Financial Services Inc.
UBS Securities LLC
US Securities and Exchange Commission (SEC)
Vanguard Brokerage Services
Wells Fargo
Wells Fargo Advisors
Wells Fargo Bank
Wells Fargo Bank, National Association
Wells Fargo Clearing Services, LLC
Wells Fargo Securities, LLC
WilmerHale
Winston & Strawn LLP

Package Catalog - Group Discounts

Staff Comp

Includes