SEC Rule 605 Implementation

BNY Mellon, New York, NY  
Wednesday, July 24, 2024 - Friday, September 20, 2024   iCalendar Eastern Standard Time

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BNY Mellon  

240 Greenwich St
New York, New York 10286-0001

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Attending Firms

ABN AMRO Clearing USA LLC
Ameriprise Financial, Inc.
Bloomberg Intelligence
BMO Capital Markets Corp.
BNY
BNY Mellon Capital Markets, LLC
BNY Pershing
BofA Securities, Inc.
Canaccord Genuity Corp.
Cash App Investing LLC
Charles Schwab & Co., Inc.
Citadel Securities LLC
Citi
Duane Morris LLP
Edward D. Jones & Co., L.P.
EisnerAmper
Ernst & Young LLP
Fidelity Investments
FNZ
G1 Execution Services, LLC
Global Execution Brokers, LP
Goldman Sachs & Co. LLC
GTS
GTS Securities LLC
Hilltop Securities Inc.
Hudson River Trading
IMC
Intelligent Cross, LLC
J.P. Morgan Securities LLC
Janney Montgomery Scott LLC
McGuireWoods LLP
MEMX
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley
Morgan Stanley & Co. LLC
Morgan Stanley Smith Barney LLC
NASDAQ
New York Stock Exchange
n-Tier
OTC Link LLC
OTC Markets Group, Inc.
Other
Pershing LLC, a BNY Mellon Company
Raymond James & Associates, Inc.
RBC Capital Markets, LLC
Robinhood Securities, LLC
S3
SG Americas Securities, LLC
SIFMA
Simplex Investments
Societe Generale
StoneX Financial Inc.
StoneX Group Inc.
Susquehanna International Group LLP
Tastytrade, Inc.
The Collegiate School
Truist Investment Services, Inc.
UBS Financial Services Inc.
UBS Securities LLC
US Securities and Exchange Commission (SEC)
Vanguard
Virtu Financial
Webull Financial LLC
Wedbush Securities Inc.
Wells Fargo Securities, LLC

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