Master Agreement Among Underwriters for Municipal Securities (MMAAU)

An agreement setting forth the legal relationships between syndicate members and permitting the efficient execution of one standardized agreement rather than the execution of separately negotiated legal contracts each time a firm joins a syndicate. For use with negotiated offerings of municipal securities.

On July 16, 2018, SIFMA's Municipal Securities Division announced implementation of a new structure for its Master Agreement Among Underwriters (MAAU) for municipal securities by offering a signature page storage service. View related documents for Master Agreement Among Underwriters for Municipal Securities (MMAAU).

 


Storage Fee for Signed MMAAU Acceptance Letter

The fee to store the signed MMAAU acceptance letter is $1,000.

For questions related to your credit card purchase, or to pay in a different form, please contact: accountsreceivable@sifma.org.



View Participating Firms and their Conformed Signature Pages


280 Securities LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Academy Securities
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Alamo Capital
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Ameritas Investment Corp.
Effective:
9/10/2018 12:00:00 AM
Withdrawal:
N/A
B.C. Ziegler and Company
Effective:
10/1/2018 12:00:00 AM
Withdrawal:
N/A
Backstrom McCarley Berry & Co, LLC
Effective:
2/16/2021 12:00:00 AM
Withdrawal:
N/A
Bancroft Capital
Effective:
1/4/2021 12:00:00 AM
Withdrawal:
N/A
Barclays Capital Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
BB&T Capital Markets
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Blaylock Van, LLC
Effective:
10/1/2018 12:00:00 AM
Withdrawal:
N/A
BNY Mellon Capital Markets, LLC
Effective:
1/30/2020 12:00:00 AM
Withdrawal:
N/A
BofA Securities, Inc
Effective:
5/11/2019 12:00:00 AM
Withdrawal:
N/A
BOK Financial Securities, Inc.
Effective:
10/17/2018 12:00:00 AM
Withdrawal:
N/A
Cabrera Capital Markets, LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Citigroup Global Markets Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Crews & Associates, Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
D.A. Davidson & Co.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Deutsche Bank Securities Inc.
Effective:
9/22/2020 12:00:00 AM
Withdrawal:
N/A
Drexel Hamilton LLC
Effective:
9/20/2018 12:00:00 AM
Withdrawal:
N/A
Duncan-Williams, Inc.
Effective:
11/21/2019 12:00:00 AM
Withdrawal:
N/A
Estrada Hinojosa & Company, Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
FHN Financial Capital Markets
Effective:
11/12/2019 12:00:00 AM
Withdrawal:
N/A
Fidelity Capital Markets
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Fifth Third Securities, Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Frost Bank
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
FTN Financial Capital Markets
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
George K. Baum & Company
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Goldman Sachs & Co. LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Herbert J. Sims & Co. Inc.
Effective:
8/9/2021 12:00:00 AM
Withdrawal:
N/A
Hilltop Securities Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Huntington Securities, Inc.
Effective:
3/1/2021 12:00:00 AM
Withdrawal:
N/A
Hutchinson, Shockey, Erley & Co.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
3/1/2021 12:00:00 AM
IFS Securities
Effective:
9/25/2018 12:00:00 AM
Withdrawal:
N/A
J.P. Morgan Securities LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Janney Montgomery Scott, LLC.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Jefferies LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
JJB Hilliard WL Lyons LLC
Effective:
9/20/2018 12:00:00 AM
Withdrawal:
N/A
KeyBanc Capital Markets, Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Loop Capital Markets LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
M&T Securities, Inc.
Effective:
9/20/2018 12:00:00 AM
Withdrawal:
N/A
M.E. Allison & Co., INC.
Effective:
6/25/2020 12:00:00 AM
Withdrawal:
N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Mischler Financial Group, Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Morgan Stanley & Co. LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
MUFG Securities Americas Inc.
Effective:
11/26/2019 12:00:00 AM
Withdrawal:
N/A
NW Capital Markets Inc.
Effective:
9/5/2018 12:00:00 AM
Withdrawal:
N/A
Oppenheimer & Co. Inc.
Effective:
9/7/2018 12:00:00 AM
Withdrawal:
N/A
Piper Jaffray & Co.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
2/19/2020 12:00:00 AM
Piper Sandler & Co.
Effective:
1/6/2020 12:00:00 AM
Withdrawal:
N/A
PNC Capital Markets LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Raymond James & Associates, Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
RBC Capital Markets
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Rice Financial Products Company
Effective:
3/30/2019 12:00:00 AM
Withdrawal:
N/A
Robert W. Baird & Co., Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Rockfleet Financial Services, Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Roosevelt & Cross, Incorporated
Effective:
9/27/2018 12:00:00 AM
Withdrawal:
N/A
SAMCO Capital Markets Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Samuel A. Ramirez & Co., Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
San Blas Securities, LLC
Effective:
11/4/2019 12:00:00 AM
Withdrawal:
N/A
Siebert Cisneros Shank & Co., LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Siebert Williams Shank & Co., LLC
Effective:
11/4/2019 12:00:00 AM
Withdrawal:
N/A
Sisung Securities Corporation
Effective:
9/26/2018 12:00:00 AM
Withdrawal:
N/A
SMBC Nikko Securities America
Effective:
7/17/2019 12:00:00 AM
Withdrawal:
N/A
Stephens Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Stern Brothers
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Stifel, Nicolaus & Company, Incorporated
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
SumRidge Partners, LLC
Effective:
3/1/2021 12:00:00 AM
Withdrawal:
N/A
SunTrust Robinson Humphrey
Effective:
5/1/2019 12:00:00 AM
Withdrawal:
N/A
Sweney Cartwright & Co.
Effective:
9/25/2018 12:00:00 AM
Withdrawal:
N/A
TD Securities
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
The Frazer Lanier Company Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
The Huntington Investment Company
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
The Williams Capital Group, L.P.
Effective:
9/27/2018 12:00:00 AM
Withdrawal:
N/A
U.S. Bancorp Investments, Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
U.S. Bank Municipal Products Group
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
UBS Financial Services Inc.
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
UMB Bank, n.a.
Effective:
3/1/2019 12:00:00 AM
Withdrawal:
N/A
Wells Fargo Bank
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A
Wells Fargo Securities, LLC
Effective:
9/4/2018 12:00:00 AM
Withdrawal:
N/A