Master Agreement Among Underwriters for Municipal Securities (MMAAU)

An agreement setting forth the legal relationships between syndicate members and permitting the efficient execution of one standardized agreement rather than the execution of separately negotiated legal contracts each time a firm joins a syndicate. For use with negotiated offerings of municipal securities.

On July 16, 2018, SIFMA's Municipal Securities Division announced implementation of a new structure for its Master Agreement Among Underwriters (MAAU) for municipal securities by offering a signature page storage service. View related documents for Master Agreement Among Underwriters for Municipal Securities (MMAAU).

 

Storage Fee for Signed MMAAU Acceptance Letter

The fee to store the signed MMAAU acceptance letter is $1,000.

For questions related to your credit card purchase, or to pay in a different form, please contact: accountsreceivable@sifma.org.

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View Participating Firms and their Conformed Signature Pages


280 Securities LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Academy Securities

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Alamo Capital

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Ameritas Investment Corp.

Signature Page
Effective:
9/10/2018
Withdrawal:
N/A
B.C. Ziegler and Company

Signature Page
Effective:
10/1/2018
Withdrawal:
N/A
Backstrom McCarley Berry & Co, LLC

Signature Page
Effective:
2/16/2021
Withdrawal:
N/A
Bancroft Capital

Signature Page
Effective:
1/4/2021
Withdrawal:
N/A
Barclays Capital Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
BB&T Capital Markets

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Blaylock Van, LLC

Signature Page
Effective:
10/1/2018
Withdrawal:
N/A
BNY Mellon Capital Markets, LLC

Signature Page
Effective:
1/30/2020
Withdrawal:
N/A
BofA Securities, Inc

Signature Page
Effective:
5/11/2019
Withdrawal:
N/A
BOK Financial Securities, Inc.

Signature Page
Effective:
10/17/2018
Withdrawal:
N/A
Cabrera Capital Markets, LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Carty & Company, Inc.

Signature Page
Effective:
11/21/2024
Withdrawal:
N/A
Citigroup Global Markets Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Crews & Associates, Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
D.A. Davidson & Co.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Deutsche Bank Securities Inc.

Signature Page
Effective:
9/22/2020
Withdrawal:
N/A
Drexel Hamilton LLC

Signature Page
Effective:
9/20/2018
Withdrawal:
N/A
Duncan-Williams, Inc.

Signature Page
Effective:
11/21/2019
Withdrawal:
N/A
Estrada Hinojosa & Company, Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
FHN Financial Capital Markets

Signature Page
Effective:
11/12/2019
Withdrawal:
N/A
Fidelity Capital Markets

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Fifth Third Securities, Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Frost Bank

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
FTN Financial Capital Markets

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
George K. Baum & Company

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Goldman Sachs & Co. LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Herbert J. Sims & Co. Inc.

Signature Page
Effective:
8/9/2021
Withdrawal:
N/A
Hilltop Securities Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Huntington Securities, Inc.

Signature Page
Effective:
3/1/2021
Withdrawal:
N/A
Hutchinson, Shockey, Erley & Co.

Signature Page
Effective:
9/4/2018
Withdrawal:
3/1/2021
IFS Securities

Signature Page
Effective:
9/25/2018
Withdrawal:
N/A
J.P. Morgan Securities LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Janney Montgomery Scott, LLC.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Jefferies LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
JJB Hilliard WL Lyons LLC

Signature Page
Effective:
9/20/2018
Withdrawal:
N/A
KeyBanc Capital Markets, Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Loop Capital Markets LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
M&T Securities, Inc.

Signature Page
Effective:
9/20/2018
Withdrawal:
N/A
M.E. Allison & Co., INC.

Signature Page
Effective:
6/25/2020
Withdrawal:
N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Mesirow Financial

Signature Page
Effective:
2/1/2023
Withdrawal:
N/A
Mischler Financial Group, Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Morgan Stanley & Co. LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
MUFG Securities Americas Inc.

Signature Page
Effective:
11/26/2019
Withdrawal:
N/A
Northland Securities, Inc.

Signature Page
Effective:
6/26/2023
Withdrawal:
N/A
NW Capital Markets Inc.

Signature Page
Effective:
9/5/2018
Withdrawal:
N/A
Oppenheimer & Co. Inc.

Signature Page
Effective:
9/7/2018
Withdrawal:
N/A
Piper Jaffray & Co.

Signature Page
Effective:
9/4/2018
Withdrawal:
2/19/2020
Piper Sandler & Co.

Signature Page
Effective:
1/6/2020
Withdrawal:
N/A
PNC Capital Markets LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Raymond James & Associates, Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
RBC Capital Markets

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Rice Financial Products Company

Signature Page
Effective:
3/30/2019
Withdrawal:
N/A
Robert W. Baird & Co., Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Rockfleet Financial Services, Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Roosevelt & Cross, Incorporated

Signature Page
Effective:
9/27/2018
Withdrawal:
N/A
SAMCO Capital Markets Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Samuel A. Ramirez & Co., Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
San Blas Securities, LLC

Signature Page
Effective:
11/4/2019
Withdrawal:
N/A
Siebert Cisneros Shank & Co., LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Siebert Williams Shank & Co., LLC

Signature Page
Effective:
11/4/2019
Withdrawal:
N/A
Sisung Securities Corporation

Signature Page
Effective:
9/26/2018
Withdrawal:
N/A
SMBC Nikko Securities America

Signature Page
Effective:
7/17/2019
Withdrawal:
N/A
Stephens Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Stern Brothers

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Stifel, Nicolaus & Company, Incorporated

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
SumRidge Partners, LLC

Signature Page
Effective:
3/1/2021
Withdrawal:
N/A
SunTrust Robinson Humphrey

Signature Page
Effective:
5/1/2019
Withdrawal:
N/A
Sweney Cartwright & Co.

Signature Page
Effective:
9/25/2018
Withdrawal:
N/A
TD Securities

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
The Frazer Lanier Company Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
The Huntington Investment Company

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
The Williams Capital Group, L.P.

Signature Page
Effective:
9/27/2018
Withdrawal:
N/A
U.S. Bancorp Investments, Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
U.S. Bank Municipal Products Group

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
UBS Financial Services Inc.

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
UMB Bank, n.a.

Signature Page
Effective:
3/1/2019
Withdrawal:
N/A
Wells Fargo Bank

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A
Wells Fargo Securities, LLC

Signature Page
Effective:
9/4/2018
Withdrawal:
N/A