Master Agreement Among Underwriters for Municipal Securities (MMAAU)

An agreement setting forth the legal relationships between syndicate members and permitting the efficient execution of one standardized agreement rather than the execution of separately negotiated legal contracts each tiema firm joins a syndicate. For use with negotiated offerings of municipal securities.

On July 16, 2018, SIFMA's Municipal Securities Division announced implementation of a new structure for its Master Agreement Among Underwriters (MAAU) for municipal securities by offering a signature page storage service. View related documents for Master Agreement Among Underwriters for Municipal Securities (MMAAU).

 


Storage Fee for Signed MMAAU Acceptance Letter

The fee to store the signed MMAAU acceptance letter is $1,000.

For questions related to your credit card purchase, or to pay in a different form, please contact: accountsreceivable@sifma.org.



View Participating Firms and their Conformed Signature Pages


280 Securities LLC
Effective:
09/04/2018
Withdrawal:
N/A
Academy Securities
Effective:
09/04/2018
Withdrawal:
N/A
Alamo Capital
Effective:
09/04/2018
Withdrawal:
N/A
Ameritas Investment Corp.
Effective:
09/10/2018
Withdrawal:
N/A
B.C. Ziegler and Company
Effective:
10/01/2018
Withdrawal:
N/A
Barclays Capital Inc.
Effective:
09/04/2018
Withdrawal:
N/A
BB&T Capital Markets
Effective:
09/04/2018
Withdrawal:
N/A
Blaylock Van, LLC
Effective:
10/01/2018
Withdrawal:
N/A
BOK Financial Securities, Inc.
Effective:
10/17/2018
Withdrawal:
N/A
Cabrera Capital Markets, LLC
Effective:
09/04/2018
Withdrawal:
N/A
Citigroup Global Markets Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Crews & Associates, Inc.
Effective:
09/04/2018
Withdrawal:
N/A
D.A. Davidson & Co.
Effective:
09/04/2018
Withdrawal:
N/A
Drexel Hamilton LLC
Effective:
09/20/2018
Withdrawal:
N/A
Duncan-Williams, Inc.
Effective:
11/21/2019
Withdrawal:
N/A
Estrada Hinojosa & Company, Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Fidelity Capital Markets
Effective:
09/04/2018
Withdrawal:
N/A
Fifth Third Securities, Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Frost Bank
Effective:
09/04/2018
Withdrawal:
N/A
FTN Financial Capital Markets
Effective:
09/04/2018
Withdrawal:
N/A
George K. Baum & Company
Effective:
09/04/2018
Withdrawal:
N/A
Goldman Sachs & Co. LLC
Effective:
09/04/2018
Withdrawal:
N/A
Hilltop Securities Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Hutchinson, Shockey, Erley & Co.
Effective:
09/04/2018
Withdrawal:
N/A
IFS Securities
Effective:
09/25/2018
Withdrawal:
N/A
J.P. Morgan Securities LLC
Effective:
09/04/2018
Withdrawal:
N/A
Janney Montgomery Scott, LLC.
Effective:
09/04/2018
Withdrawal:
N/A
Jefferies LLC
Effective:
09/04/2018
Withdrawal:
N/A
JJB Hilliard WL Lyons LLC
Effective:
09/20/2018
Withdrawal:
N/A
KeyBanc Capital Markets, Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Loop Capital Markets LLC
Effective:
09/04/2018
Withdrawal:
N/A
M&T Securities, Inc.
Effective:
09/20/2018
Withdrawal:
N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Effective:
09/04/2018
Withdrawal:
N/A
Mischler Financial Group, Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Morgan Stanley & Co. LLC
Effective:
09/04/2018
Withdrawal:
N/A
MUFG Securities Americas Inc.
Effective:
11/26/2019
Withdrawal:
N/A
NW Capital Markets Inc.
Effective:
09/05/2018
Withdrawal:
N/A
Oppenheimer & Co. Inc.
Effective:
09/07/2018
Withdrawal:
N/A
Piper Jaffray & Co.
Effective:
09/04/2018
Withdrawal:
N/A
PNC Capital Markets LLC
Effective:
09/04/2018
Withdrawal:
N/A
Raymond James & Associates, Inc.
Effective:
09/04/2018
Withdrawal:
N/A
RBC Capital Markets
Effective:
09/04/2018
Withdrawal:
N/A
Rice Financial Products Company
Effective:
03/30/2019
Withdrawal:
N/A
Robert W. Baird & Co., Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Rockfleet Financial Services, Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Roosevelt & Cross, Incorporated
Effective:
09/27/2018
Withdrawal:
N/A
SAMCO Capital Markets Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Samuel A. Ramirez & Co., Inc.
Effective:
09/04/2018
Withdrawal:
N/A
San Blas Securities, LLC
Effective:
11/04/2019
Withdrawal:
N/A
Siebert Cisneros Shank & Co., LLC
Effective:
09/04/2018
Withdrawal:
N/A
Siebert Williams Shank & Co., LLC
Effective:
11/04/2019
Withdrawal:
N/A
Sisung Securities Corporation
Effective:
09/26/2018
Withdrawal:
N/A
SMBC Nikko Securities America
Effective:
07/17/2019
Withdrawal:
N/A
Stephens Inc.
Effective:
09/04/2018
Withdrawal:
N/A
Stern Brothers
Effective:
09/04/2018
Withdrawal:
N/A
Stifel, Nicolaus & Company, Incorporated
Effective:
09/04/2018
Withdrawal:
N/A
SunTrust Robinson Humphrey
Effective:
05/01/2019
Withdrawal:
N/A
Sweney Cartwright & Co.
Effective:
09/25/2018
Withdrawal:
N/A
TD Securities
Effective:
09/04/2018
Withdrawal:
N/A
The Frazer Lanier Company Inc.
Effective:
09/04/2018
Withdrawal:
N/A
The Huntington Investment Company
Effective:
09/04/2018
Withdrawal:
N/A
The Williams Capital Group, L.P.
Effective:
09/27/2018
Withdrawal:
N/A
U.S. Bancorp Investments, Inc.
Effective:
09/04/2018
Withdrawal:
N/A
U.S. Bank Municipal Products Group
Effective:
09/04/2018
Withdrawal:
N/A
UBS Financial Services Inc.
Effective:
09/04/2018
Withdrawal:
N/A
UMB Bank, n.a.
Effective:
03/01/2019
Withdrawal:
N/A
Wells Fargo Bank
Effective:
09/04/2018
Withdrawal:
N/A
Wells Fargo Securities, LLC
Effective:
09/04/2018
Withdrawal:
N/A